NASDAQ Just for Funds – Navigating Market Risks with Ocean Park’s New ETFs: An Interview with James St. Aubin
Danielle Retsky from Nasdaq interviews James St. Aubin, the Chief Investment Officer of Ocean Park Asset Management. James explains that Ocean Park is a Santa Monica-based boutique manager with a 35-year history, focusing on risk management through a trend-following, rules-based process. Their goal is to participate in market uptrends while limiting exposure to severe market declines.
James introduces two new products, DUKH and DUKX, which are fund-of-funds investing in underlying ETFs. DUKH targets high-income, non-investment grade fixed income asset classes, while DUKX focuses on international equities. Both products are designed to be modular and can be used as core offerings or complements in an asset allocation portfolio.
Watch the full segment at the link below.
Investors should carefully consider the investment objectives, risks, charges, and expenses of the Ocean Park ETFs. This and other information about the Fund is contained in the prospectuses and should be read carefully before investing. The prospectuses can be obtained by clicking here or by calling toll free 1-866-738-4363 (1-866-RETI-FND).
The Ocean Park ETFs are distributed by Northern Lights Distributors, LLC, member FINRA/SIPC. Ocean Park Asset Management, LLC is not affiliated with Northern Lights Distributors, LLC.
There is no guarantee that any investment strategy will achieve its objectives, generate profits, or avoid losses.
ETF’s are subject to specific risks, depending on the nature of the underlying strategy of the fund. These risks could include liquidity risk, emerging markets risk, foreign market risk, sector risk, as well as risks associated with fixed income securities, real estate investments, and commodities, to name a few.
The Fund has a limited history of operations with an inception date of July 10, 2024.
The thoughts and opinions expressed in the article are solely those of the person speaking as of 10/16/2024, and not necessarily those of Ocean Park and are provided for informational purposes only. Any opinion or estimate contained in this article is made on a general basis and is not to be relied upon by the reader as advice. The reader must make his/her own assessment of the relevance, accuracy, and adequacy of the information contained in this article, and make such independent investigations as he/she may consider necessary or appropriate for the purpose of such assessment.
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